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Audit Reviews

It is mandatory that the following WC audits are reviewed by ES&P (Dennis Sturtz):

  • All WC audits for clients with revenue over $20,000
  • All audits for WC policies with a premium of $100,000 or more
  • Any audit that you feel may be wrong
  • Any audit you deem important to SterlingRisk

ITEMS NEEDED FOR AUDIT REVIEW

  1. FINAL AUDIT
  2. AUDITOR’S WORKSHEET
  3. ORIGINAL POLICY
  4. CLIENT CONTACT
  5. CLIENT PHONE

Experience Mod Reivew

  • There are no mandatory criteria
  • However, any significant spike in the mod may warrant a look
  • Should a client have a third party looking to do the mod, we tell them it is part of our service (small accounts may require approval)
  • Producers who want to be proactive may request a mod review

ITEMS NEEDED FOR MOD REVIEW

  1. Experience Rating Sheets (Procedure for obtaining will be sent in a separate email)
  2. Three years of final audits (If we are examining the 1/1/2016 mod, then we need audits from 1/1/2014, 1/1/2013 and 1/1/2012. The immediate preceding year (2015) is not included in the mod calculations.
  3. Loss runs covering the policy periods in #2 above

Please be aware of Code 59 Rule: Basically an insured whose Mod goes to 1.20 or higher must undergo a special safety program. (See Steve Markowitz)

Workers Comp Recovery

  • This is something all producers should discuss with their clients
  • It is a money maker for SterlingRisk and the producers alike
  • Not only does it make money, it will endear the client to you for finding monies spent long ago
  • For new clients, we charge them 25% for the recovery in lieu of the normal 50%

Please feel free to call Dennis with any questions.