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Properly processing  endorsements plays an important role in reducing complications during the renewal process as well as reducing potential Errors and Omission situations.

Endorsements are received from the carrier via e-mail or by mail and transferred to AE’s Et In-Box.  AE attaches end’t to the proper policy in TAM:

 Attach endorsement to a Q-BR activity using proper ET Filing Procedure.

  •  Provide billing instructions:
  1. Put total amount including taxes & fees in Amount Box
  2. Provide detailed billing instructions in Note Box if invoice has not been attached to ET
  • NOTE: If we are responsible for Surplus Lines Tax, include needed billing info in Note Box

Endorsement is checked against following items:

  • Endorsement request to carrier – to ensure coverages received are the same as coverages requested
  • Application in TAM– to ensure system is updated with all details including class code,  rates, new forms etc.

When checking an endorsement, the following items must be verified for accuracy:

  • Effective date of endorsement
  • Premium
  • Named insured
  • Policy number
  • Carrier (issuing company)
  • Coverages including limits, deductibles, exposure basis, etc.
  • Change in forms (revision, addition or deletion).  Confirm that the agent and insured copy of the endorsement includes a copy of the revised or new form.

Steps to follow:

  • Close out open activity (Q-CS) or (SE-1) that is pending receipt of endorsement from the carrier
  •  Check endorsement
  •  Confirm TAM is updated
  •  Request any necessary corrections to endorsement
  •  E-mail or send to insured with cover letter
  •  Use Form Letter (ATTACH/ADD/LETTERS/FORMLETTERS/Endorsement Encl. AP or RP)